Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeremy Lindquist (Lindquist), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lindquist recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 03, 2024.
The complainant alleges that the variable annuity she purchased from her registered representative, on or about February 25, 2021, was unsuitable, and is looking to reverse the contract.