Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jennifer Ibarguen (Ibarguen), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ibarguen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $250,000.00 on March 18, 2020.
Plaintiff alleges the advisor made misrepresentations in recommending withdrawing funds from his inherited IRA in the amount of $76,473.86.