Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jenifer Sutton (Sutton), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Sutton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on July 12, 2022.
The client alleges she purchased CDs in 2021 because the FA told her she would not have to pay any penalties to sell the CDs due to her age.