Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Schuh (Schuh), previously associated with Northland Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Schuh recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,283.77 on March 05, 2020.
Improper management, excessive trading and excessive commissions from approximately 01/01/2015 to 12/31/2019.