Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Lieberman (Lieberman), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Lieberman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $2,000,000.00 on August 05, 2024.
Claimant alleged, inter alia, misrepresentation with respect failure to disclose the risks and cost associated with Liquidity Access Line – June 2009 to August 2023