Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Lewis (Lewis), currently associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Lewis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $12,000.00 on March 27, 2026.
The client is alleging that he gave instructions to invest his funds into 4% treasuries but instead the funds remained in a money market account for 6 months. Client’s claim for damages is based on the client’s assessment of purported missed interest payments.