Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Hejza (Hejza), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hejza recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000,000.00 on March 26, 2024.
Claimants allege that advisor negligently allowed a term life insurance policy to lapse.