Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Diamond (Diamond), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Diamond recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $185,549.38 on June 02, 2021.
Claimant, as representative, alleges unsuitable mutual fund recommendations. Activity Dates: 1/12/2018 – 2/8/2018.