Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Perez (Perez), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Perez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,000.00 on October 25, 2022.
The client alleges the financial advisor mispresented that his original investment in LANSX will always be there and behaved exactly like a municipal bond.