Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Comes (Comes), previously associated with Cetera Advisor Networks LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Comes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,389.00 on February 11, 2026.
The client alleged he was not made of aware of additional capital contributions would be required to pay for fees and expenses of an alternative investment he purchased in June 2023.