Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Bukowsky (Bukowsky), currently associated with Charles Schwab & Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Bukowsky recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $36,000.00 on December 22, 2020.
Client alleges a loss of $36,000 due to a systems outage and subsequent direction received from the registered representative to process the requested trade (sale of Amazon on November 11th, 2020) at a loss, with assurance he would be made whole.