Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Alford (Alford), currently associated with Davenport & Company LLC, has at least one disclosable event. These events include one customer complaint, alleging that Alford recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $94,355.00 on September 01, 2022.
Client alleges unauthorized use of margin and unauthorized trading in a managed account.