Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jami Mcfeeters (Mcfeeters), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mcfeeters recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $17,850.00 on October 21, 2020.
The client alleges his former FA misrepresented by omission the consequences of moving his 401k over in relation to a loan he had against said 401k resulting in taxes and penalties being owed.