Articles Tagged with James Raper

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Raper (Raper), currently associated with Wealthforge Securities, LLC / Wealthforge Distributors, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Raper recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $150,000.00 on March 16, 2026.

From investment activity in April 2022, claimants allege the following: negligence, lack of suitability, fraud, lack of due diligence, misrepresentation, omitting material facts, breach of contract, breach of fiduciary duty, and failure to supervise

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Raper (Raper), currently associated with Wealthforge Securities, LLC / Wealthforge Distributors, LLC, has at least 7 disclosable events. These events include 7 customer complaints, alleging that Raper recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $552,535.65 on May 02, 2023.

From investment activity in 2019, claimant alleges the following: \, failure to conduct reasonable due diligence\, negligence\, failure to disclose material facts\, failure to conduct suitability \, Failure to supervise\, misrepresentation and omissions\, breach of contract\, breach of fiduciary duty