Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Ostrander (Ostrander), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ostrander recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on August 05, 2020.
Customer alleges that he was misled regarding the purchase, fees and surrender charges associated with a VA purchased in April 2020.