Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Hill (Hill), previously associated with Blackstone Advisory Partners L.p., has at least one disclosable event. These events include one customer complaint, alleging that Hill recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on July 29, 2020.
The lawsuit concerns Kentucky Retirement Systems’ investment in a Blackstone-managed fund and alleges a variety of state law claims.