Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Byrne (Byrne), previously associated with Stoever, Glass & Company INC., has at least one disclosable event. These events include one customer complaint, alleging that Byrne recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on March 11, 2020.
2016 -2019 client alleges that she was sold energy bonds that were not aligned with her objectives