Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Bowdish (Bowdish), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Bowdish recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,000,000.00 on October 20, 2021.
Plaintiffs allege that during the time period of December 5, 2017, Defendants failed to make timely life insurance premiums and therefore allowed the policy to lapse.