Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Blalock (Blalock), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Blalock recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on May 16, 2025.
Customer alleges theft even though account is closed with zero balance.