Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jaime Cosculluela (Cosculluela), previously associated with Oppenheimer & CO. INC., has at least one disclosable event. These events include one customer complaint, alleging that Cosculluela recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on May 11, 2020.
Time frame: Unspecified \<char_lb_r>\, Claimant alleges the recommendation to invest in and hold unsuitable concentration in Puerto Rico Closed-End Funds(CEFs) was misrepresented as safe and suitable