Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jacob Poindexter (Poindexter), currently associated with Charles Schwab & Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Poindexter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $59,483.28 on December 04, 2025.
In April 2025, the client alleges the representative provided inaccurate information with material facts omitted, which hindered his ability to make an informed financial decision regarding an option transaction.