Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jacob Martin (Martin), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Martin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,001.00 on October 02, 2025.
The complainant alleges that beginning in/and around August 2019, the registered representative misrepresented investments, securities and insurance products and had no basis to believe these were suitable products.