Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jacob Kagele (Kagele), previously associated with Mutual Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kagele recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $909,402.00 on February 15, 2023.
Claimant alleges unsuitable investments in corporate bonds from 2016 to 2021.