Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jack Godfrey (Godfrey), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Godfrey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on June 01, 2021.
Claimants allege their financial professional recommended they invest in two Business Development Companies that were allegedly unsuitable for their investment portfolio.