Securities Lawyers Blog
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Jack Bruscianelli (Bruscianelli), currently associated with B. Riley Wealth Management, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Bruscianelli concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on April 21, 2026.
Claimant alleges excessive trading of unsuitable investments; excessive commissions; and unauthorized trading. Activities alleged occurred between 2020 and 2024.