Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jack Biedebach (Biedebach), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Biedebach recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $4,846.96 on October 30, 2020.
Failure to keep an account in cash allegedly against the client’s instructions. The time period is 04/2020 – 09/2020.