J.p. Morgan Securities LLC

Broker Javier Gonzalez in J.P. Morgan Securities LLC Firm Has Customer Complaint

October 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Javier Gonzalez (Gonzalez), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gonzalez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on January 22, 2023.

Trustee of a marital trust sought to exercise a death put claim on a note held in the trust following the death of beneficial owner. Death put was not paid in 2022 based upon limitations upon the amount of securities that can be liquidated in a certain time period. Trustee claimed that sale of the particular note was inappropriate because of the limitations placed upon the death claim process.

Broker Chad Mehle in J.P. Morgan Securities LLC Firm Has Customer Complaint

October 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chad Mehle (Mehle), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mehle recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $2,500,000.00 on July 17, 2025.

Customer alleges the registered representative solicited an investment involving third-party real estate

There are Recent Customer Complaints with Broker Joseph Tartaglini in Firm J.P. Morgan Securities LLC

October 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Tartaglini (Tartaglini), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tartaglini recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $425,000.00 on August 27, 2025.

Poor Recommendation/Poor Advice.

Broker Christopher Barfoot in J.P. Morgan Securities LLC Firm Has Customer Complaint

September 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Barfoot (Barfoot), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Barfoot recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $23,070.95 on February 27, 2023.

Client alleges poor advice regarding option strategy. Activity dates 2.27.23.

Broker Eric Deneau in J.P. Morgan Securities LLC Firm Has Customer Complaint

September 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Deneau (Deneau), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Deneau recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,694.00 on March 15, 2023.

Customer alleges unsuitable investment recommendation. Activity dates 3.2.23 – 3.2.23.

Broker Jeffrey Forbes in J.P. Morgan Securities LLC Firm Has Customer Complaint

September 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Forbes (Forbes), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Forbes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $38,325.25 on March 15, 2023.

Customer alleges unsuitable investment recommendation. Activity dates 2014 – 2015.

Broker Dustin Hall in J.P. Morgan Securities LLC Firm Has Customer Complaint

September 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dustin Hall (Hall), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hall recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on March 29, 2023.

Customer alleges misrepresentation regarding bond mutual fund. Activity dates 12/29/22 – 12/29/22.

There are Recent Customer Complaints with Broker Harold Reinstein in Firm J.P. Morgan Securities LLC

August 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Harold Reinstein (Reinstein), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Reinstein recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $2,600,000.00 on July 06, 2023.

Client alleges unsuitable investment recommendations and misrepresentations from March 2022 through February 2023.

Broker Jason Gopen in J.P. Morgan Securities LLC Firm Has Customer Complaint

August 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Gopen (Gopen), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gopen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on September 22, 2022.

Customer alleges unauthorized trading and unsuitable recommendation regarding managed account investment. Activity dates 02.14.20 – 09.22.22.

Broker Reagan Dekeyzer in J.P. Morgan Securities LLC Firm Has Customer Complaint

August 20, 2025 | by Staff Attorney

Currently financial advisor Reagan Dekeyzer (Dekeyzer), currently employed by brokerage firm J.P. Morgan Securities LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $26,115.00 on October 03, 2022.

Time Frame: February 4th, 2022 to May 23rd, 2022. What were the allegations against the individual? The client alleges his instructions to liquidate his hedge fund was not followed.