J.p. Morgan Securities LLC

There are Recent Customer Complaints with Broker Maryam Zarin ozv in Firm J.P. Morgan Securities LLC

February 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Maryam Zarin ozv (Zarin ozv), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Zarin ozv recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on November 04, 2024.

Plaintiff alleges registered representative aided a third-party who is accused of misrepresenting a business venture involving the Plaintiff, when the RR assisted the customer with taking a withdrawal from her IRA account. Activity dates March 2024 – March 2024.

Broker Kennedy Sherles in J.P. Morgan Securities LLC Firm Has Customer Complaint

February 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kennedy Sherles (Sherles), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sherles recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $11,371.59 on December 31, 2024.

Customer alleges unauthorized trading. Activity dates 12/9/24 – 12/9/24.

Broker Jordan Hernandez in J.P. Morgan Securities LLC Firm Has Customer Complaint

February 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jordan Hernandez (Hernandez), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hernandez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $9,374.00 on January 30, 2025.

Customer alleges unsuitable investment recommendation. Activity dates 6/2/2022 – 6/2/2022.

There are Recent Customer Complaints with Broker Joseph Tavano in Firm J.P. Morgan Securities LLC

February 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Tavano (Tavano), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tavano recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $9,500.00 on March 11, 2024.

Customer alleges misrepresentation regarding mutual fund investment. Activity dates 2.11.24 – 2.11.24

Broker Scott Jory in J.P. Morgan Securities LLC Firm Has Customer Complaint

January 31, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Jory (Jory), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Jory recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $35,000.00 on November 01, 2024.

Customer alleges misrepresentation regarding variable annuity. Activity dates 7/9/2024 – 7/9/2024.

There are Recent Customer Complaints with Broker Alan Ertel in Firm J.P. Morgan Securities LLC

January 31, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alan Ertel (Ertel), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ertel recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $904,214.00 on December 02, 2024.

Customer alleges investment transactions were executed that were not in her best interests. Activity dates 2/1/22 – 9/20/23.