Articles Tagged with J.p. Morgan Securities LLC

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Labadie (Labadie), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Labadie recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $11,000.00 on April 22, 2025.

Customer alleges poor recommendation regarding managed account. Activity dates 11/20/24 – 11/20/24.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Lacy (Lacy), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lacy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $13,609.39 on April 01, 2024.

Customer alleges misrepresentation regarding managed account. Activity dates 5.9.22 – 5.9.22.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Aaron Murray (Murray), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Murray recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,741.00 on April 09, 2024.

Customer alleges poor advice. Activity dates 8.31.23 – 8.31.23.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Raphael Correa (Correa), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Correa recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $103,700,000.00 on April 30, 2024.

Client alleges unsuitable investment strategy recommendation. Activity dates July 2021 – March 2024.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eoghan Shields (Shields), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Shields recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $103,700,000.00 on April 30, 2024.

Client alleges unsuitable investment strategy recommendation. Activity dates July 2021 – March 2024.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Hamid Derbani (Derbani), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Derbani recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $103,700,000.00 on April 30, 2024.

Client alleges unsuitable investment strategy recommendation. Activity dates July 2021 – March 2024.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Hawkins (Hawkins), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hawkins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $103,700,000.00 on April 30, 2024.

Client alleges unsuitable investment strategy recommendation. Activity dates July 2021- March 2024.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Piers Cornelius (Cornelius), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cornelius recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $103,700,000.00 on April 30, 2024.

Client alleges unsuitable investment strategy recommendation. Activity dates July 2021 – March 2024.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Koscal (Koscal), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Koscal recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 02, 2024.

Customers allege that an investment made in 2014 was unsuitable for the customers’ investment objectives and risk tolerance.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chad Mehle (Mehle), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mehle recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on August 27, 2024.

Claimant alleged, inter alia, that investment strategy in account being used as collateral for a securities based loan was unsuitable – October 2020 through November 2022.

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295 Madison Ave #705
New York, NY 10017
Toll Free: 800-810-4262
3706 N Greenview Ave
#100
Chicago, IL 60613
28 Valley Rd
#1
Montclair, NJ 07042
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