J.p. Morgan Securities LLC

Broker Mark Brucato in J.P. Morgan Securities LLC Firm Has Customer Complaint

April 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Brucato (Brucato), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Brucato recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on February 17, 2026.

Customer alleges unsuitable investment recommendations and misrepresentation regarding managed account investment. Activity dates March 2023 – April 2024.

Broker Patrick Gorand in J.P. Morgan Securities LLC Firm Has Customer Complaint

April 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Gorand (Gorand), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gorand recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on February 17, 2026.

Client alleges unsuitable investment recommendations. Activity dates November 2018 – November 2019.

Broker Nicholas Nanas in J.P. Morgan Securities LLC Firm Has Customer Complaint

April 3, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicholas Nanas (Nanas), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Nanas recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on February 23, 2026.

Client alleges misrepresentation and omission of material facts.

There are Recent Customer Complaints with Broker Steven Foote in Firm J.P. Morgan Securities LLC

March 31, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Foote (Foote), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Foote recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $11,300,000.00 on September 08, 2020.

Claimants alleges exercise of discretion and unsuitable investments. Activity dates August 2016 – July 2020.

There are Recent Customer Complaints with Broker Kevin Hitz in Firm J.P. Morgan Securities LLC

March 29, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Hitz (Hitz), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hitz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on September 21, 2020.

The allegations relate to alleged representations and omissions made in connection with the sale of an investment that resulted in a tax consequence for the client. Activity dates: 6/11/2019 – 6/25/2019.

There are Recent Customer Complaints with Broker Drew Marchitello in Firm J.P. Morgan Securities LLC

March 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Drew Marchitello (Marchitello), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Marchitello recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on October 20, 2020.

Client alleges misrepresentation regarding variable annuity investment. Activity dates 09/08/2020-09/08/2020.

There are Recent Customer Complaints with Broker Gregory De Castro in Firm J.P. Morgan Securities LLC

March 20, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gregory De Castro (De Castro), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that De Castro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $30,000.00 on November 24, 2020.

Client alleges misrepresentation and suitability relating to withdrawal from mutual fund investment. Activity date 12/19/19. This matter has moved to Arbitration.

There are Recent Customer Complaints with Broker James Salter in Firm J.P. Morgan Securities LLC

March 17, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Salter (Salter), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Salter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $2,126,000.00 on December 14, 2020.

Claimant has alleged unauthorized trading by accepting trade instructions from one account Trustee. Activity date 03/16/2020.

Broker Philip Pluta in J.P. Morgan Securities LLC Firm Has Customer Complaint

March 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Philip Pluta (Pluta), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pluta recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $13,530.00 on December 17, 2025.

Customer alleges unsuitable investment recommendation. Activity dates 11/12/2025 – 12/17/2025.

There are Recent Customer Complaints with Broker Michael Stocksick in Firm J.P. Morgan Securities LLC

March 2, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Stocksick (Stocksick), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Stocksick recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on February 17, 2021.

Allegations include that in 2015 the financial professional recommended high-commission, complex, risky alternative investments and illiquid investment products.