J.p. Morgan Securities LLC

There are Recent Customer Complaints with Broker Trevor Rahn in Firm J.P. Morgan Securities LLC

February 16, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Trevor Rahn (Rahn), previously associated with J.P. Morgan Securities LLC, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Rahn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,000,000.00 on May 19, 2021.

Customer alleges representative engaged in a pattern of unsuitable, unauthorized trading in order to generate commissions, resulting in losses to the customer. Activity dates: May 2015 – September 2018.

Broker Jeffrey Diamond in J.P. Morgan Securities LLC Firm Has Customer Complaint

February 14, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Diamond (Diamond), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Diamond recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $185,549.38 on June 02, 2021.

Claimant, as representative, alleges unsuitable mutual fund recommendations. Activity Dates: 1/12/2018 – 2/8/2018.

There are Recent Customer Complaints with Broker John Simpson in Firm J.P. Morgan Securities LLC

February 11, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Simpson (Simpson), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Simpson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $130,000.00 on July 01, 2021.

Clients alleges that alternative investments were misrepresented.

Broker Christina Lee in J.P. Morgan Securities LLC Firm Has Customer Complaint

February 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christina Lee (Lee), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lee recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $90,800,000.00 on November 26, 2025.

Claimant, an LLC organized in the BVI, alleges violations of the FINRA Conduct Rules of Fair Practice and SEC’s Regulation Best Interest (RegBI) with respect to unsolicited trades that resulted in a margin deficit on October 10, 2025.

Broker Kexin Xu in J.P. Morgan Securities LLC Firm Has Customer Complaint

February 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kexin Xu (Xu), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Xu recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $90,800,000.00 on November 26, 2025.

Claimant, an LLC organized in the BVI, alleges violations of the FINRA Conduct Rules of Fair Practice and SEC’s Regulation Best Interest (RegBI) with respect to unsolicited trades that resulted in a margin deficit on October 10, 2025.

Broker Kristian Hernandez in J.P. Morgan Securities LLC Firm Has Customer Complaint

January 31, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kristian Hernandez (Hernandez), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hernandez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 21, 2021.

The client alleges the RR misrepresented a variable insurance policy sold in 2021.

There are Recent Customer Complaints with Broker Dustin Chase in Firm J.P. Morgan Securities LLC

January 20, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dustin Chase (Chase), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Chase recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on October 18, 2021.

Claimant alleges the Registered Rep conspired with a third party to change the TOD beneficiary, allowing the third party access to funds. Activity date on or prior to February 10, 2020.

Broker Samuel Chastain in J.P. Morgan Securities LLC Firm Has Customer Complaint

January 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Samuel Chastain (Chastain), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Chastain recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on November 02, 2025.

Customer alleges registered representative did not follow trade instructions. Activity dates August 21, 2024 to September 30,2025.

There are Recent Customer Complaints with Broker Manolo Baca in Firm J.P. Morgan Securities LLC

January 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Manolo Baca (Baca), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Baca recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on November 02, 2025.

Customer alleges registered representative did not follow trade instructions. Activity dates August 21, 2024 to September 30,2025.

There are Recent Customer Complaints with Broker Leslie Little in Firm J.P. Morgan Securities LLC

January 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Leslie Little (Little), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Little recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on November 03, 2025.

Customer alleges misrepresentation regarding variable annuity. Activity dates 9/13/10.