J.p. Morgan Securities LLC

Broker Joachim Terzi in J.P. Morgan Securities LLC Firm Has Customer Complaint

October 24, 2025 | by Staff Attorney

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Joachim Terzi (Terzi), currently associated with J.P. Morgan Securities LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Terzi concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a final customer complaint with a damage request of $203,007.00 on December 15, 2022.

Time frame: November 2019 – December 2021. Claimant alleges suitability, churning, breach of fiduciary duty, breach of contract, unauthorized trading, negligence, misrepresentation, omission of material facts

Broker Jasdeep Cheema in J.P. Morgan Securities LLC Firm Has Customer Complaint

October 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jasdeep Cheema (Cheema), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cheema recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $31,862.00 on December 14, 2022.

Customer alleges unsuitable recommendation regarding managed account investment. Activity dates 7.8.21 to 7.8.21.

There are Recent Customer Complaints with Broker Joseph Sheperis in Firm J.P. Morgan Securities LLC

October 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Sheperis (Sheperis), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sheperis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $43,746.00 on January 11, 2023.

Customer alleges misrepresentation and unsuitable recommendation. Activity dates 10.26.2021 – 12.20.2021.

There are Recent Customer Complaints with Broker Lukasz Janko in Firm J.P. Morgan Securities LLC

October 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lukasz Janko (Janko), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Janko recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on January 20, 2023.

Client alleges unsuitable investments and misrepresentation of risks.

Broker Javier Gonzalez in J.P. Morgan Securities LLC Firm Has Customer Complaint

October 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Javier Gonzalez (Gonzalez), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gonzalez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on January 22, 2023.

Trustee of a marital trust sought to exercise a death put claim on a note held in the trust following the death of beneficial owner. Death put was not paid in 2022 based upon limitations upon the amount of securities that can be liquidated in a certain time period. Trustee claimed that sale of the particular note was inappropriate because of the limitations placed upon the death claim process.

Broker Alexander Parisis in J.P. Morgan Securities LLC Firm Has Customer Complaint

October 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alexander Parisis (Parisis), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Parisis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,965.00 on April 18, 2023.

Customer alleges unsuitable recommendation regarding managed account investment. Activity dates 8.26.21 to 8.26.21.

Broker Chad Mehle in J.P. Morgan Securities LLC Firm Has Customer Complaint

October 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chad Mehle (Mehle), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mehle recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $2,500,000.00 on July 17, 2025.

Customer alleges the registered representative solicited an investment involving third-party real estate

There are Recent Customer Complaints with Broker Joseph Tartaglini in Firm J.P. Morgan Securities LLC

October 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Tartaglini (Tartaglini), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tartaglini recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $425,000.00 on August 27, 2025.

Poor Recommendation/Poor Advice.

Broker Christopher Barfoot in J.P. Morgan Securities LLC Firm Has Customer Complaint

September 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Barfoot (Barfoot), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Barfoot recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $23,070.95 on February 27, 2023.

Client alleges poor advice regarding option strategy. Activity dates 2.27.23.

Broker Eric Deneau in J.P. Morgan Securities LLC Firm Has Customer Complaint

September 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Deneau (Deneau), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Deneau recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,694.00 on March 15, 2023.

Customer alleges unsuitable investment recommendation. Activity dates 3.2.23 – 3.2.23.