J.p. Morgan Securities LLC

Broker Jordan Hernandez in J.P. Morgan Securities LLC Firm Has Customer Complaint

February 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jordan Hernandez (Hernandez), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hernandez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $9,374.00 on January 30, 2025.

Customer alleges unsuitable investment recommendation. Activity dates 6/2/2022 – 6/2/2022.

There are Recent Customer Complaints with Broker Joseph Tavano in Firm J.P. Morgan Securities LLC

February 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Tavano (Tavano), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tavano recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $9,500.00 on March 11, 2024.

Customer alleges misrepresentation regarding mutual fund investment. Activity dates 2.11.24 – 2.11.24

Broker Scott Jory in J.P. Morgan Securities LLC Firm Has Customer Complaint

January 31, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Jory (Jory), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Jory recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $35,000.00 on November 01, 2024.

Customer alleges misrepresentation regarding variable annuity. Activity dates 7/9/2024 – 7/9/2024.

There are Recent Customer Complaints with Broker Alan Ertel in Firm J.P. Morgan Securities LLC

January 31, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alan Ertel (Ertel), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ertel recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $904,214.00 on December 02, 2024.

Customer alleges investment transactions were executed that were not in her best interests. Activity dates 2/1/22 – 9/20/23.