Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joe Zheng (Zheng), currently associated with J.k. Financial Services, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Zheng recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,935,000.00 on August 02, 2024.
Claimant alleges that her advisor recommended investments were in direct conflict with her investment direction and profile, seeks damages of $1,935,000.