Securities Lawyers Blog
Can I sue my brokerage firm? Investors with accounts at J. Alden Associates, Inc. ask the investment dispute attorneys at Gana Weinstein LLP that question when their losses do not match the market. In most cases the answer runs through FINRA arbitration, where claims for unsuitable investments, negligence, and failure to supervise are heard. Our attorneys can review your accounts, explain your options, and pursue a FINRA arbitration claim against the brokerage firm when the facts support one.
J. Alden Associates is an independent broker-dealer that provides brokerage, trading, account management, retirement planning and investment solutions for individual investors, operating alongside affiliated advisory firms under the Alden Investment Group brand. Founded in 1995 by Peter Alden Engelbach, the firm is based in the Philadelphia area.
J. Alden Associates, Inc. – By the Numbers: