Izhar Shefer

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Izhar Shefer (Shefer), previously associated with Apw Capital, INC., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Shefer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on June 21, 2022.

Respondent Shefer failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.

According to BrokerCheck records financial advisor Izhar Shefer (Shefer), formerly employed by Morgan Stanley has been subject to at least ten customer complaints during the course of her career. According to records kept by The Financial Industry Regulatory Authority (FINRA), Shefer’s customer complaints allege that Shefer recommended unsuitable securities recommendations in a variety of products including options trading among other allegations of misconduct in the handling of customer accounts.

In August 2018 a customer filed a complaint alleging that Shefer violated the securities laws by, among other things, that Shefer made unsuitable investments from 2011 to 2017. The alleged damages are $700,000 and the claim is currently pending.

In May 2018 a customer filed a complaint alleging that Shefer violated the securities laws by, among other things, that Shefer made unsuitable investments from 2015 to 2017. The claim settled for $26,840.

In September 2017 a customer filed a complaint alleging that Shefer violated the securities laws by, among other things, that Shefer made unsuitable investments from July 2015 to February 2017. The claim settled for $30,000.

Articles Tagged with Izhar Shefer

There are Recent Customer Complaints with Broker Izhar Shefer in Firm Apw Capital, INC.

Izhar Shefer Subject to Multiple Investment Complaints Over Options Trading