Securities Lawyers Blog
Investors researching International Research Securities, Inc. often want to know about the firm’s regulatory history before deciding whether to speak with a lawyer. This page summarizes the FINRA disciplinary actions in which International Research Securities, Inc. was named. The securities fraud attorneys at Gana Weinstein LLP represent investors in claims against brokerage firms and financial advisors for investment fraud, unsuitable investment recommendations, excessive trading, and failure to supervise, and we can review the firm’s record together with your account statements to determine whether you have a claim.
International Research Securities is a broker-dealer that acts as a mutual fund retailer and municipal securities broker and sells variable life insurance and annuities. Incorporated in Texas in 1982 and headquartered in Dallas, the firm is licensed in 26 states and territories and operates under common control with the investment adviser Holland Premier Legacy Financial.
International Research Securities, Inc. – By the Numbers: