Securities Lawyers Blog
The securities attorneys at Gana Weinstein LLP represent investors in their disputes with brokerage firms, such as Integrity Brokerage, LLC. Our firm can analyze your accounts and investments in order to determine if there was any broker misconduct in the handling of your accounts. Our analysis can reveal whether an investor has been a victim of misconduct such as unsuitable investments, unauthorized trading, excessive trading, or investment fraud.
Integrity Brokerage was a retail broker-dealer that earned revenue mainly from securities commissions, along with mutual fund trails, variable annuities, hedge fund fees, and alternative investments, with customer accounts cleared through COR Clearing. Previously operating as Integrity Brokerage Services, a California corporation based in Oceanside, California, the firm was reorganized as a California limited liability company in 2020.
Integrity Brokerage, LLC – By the Numbers: