Securities Lawyers Blog
Investors researching Hornor, Townsend & Kent, LLC often want to know about the firm’s regulatory history before deciding whether to speak with a lawyer. This page summarizes the FINRA disciplinary actions in which Hornor, Townsend & Kent, LLC was named. The securities fraud attorneys at Gana Weinstein LLP represent investors in claims against brokerage firms and financial advisors for investment fraud, unsuitable investment recommendations, excessive trading, and failure to supervise, and we can review the firm’s record together with your account statements to determine whether you have a claim.
Hornor, Townsend & Kent is a broker-dealer and registered investment adviser that serves as a home office for independent financial professionals, offering commission and fee-based brokerage, financial planning, wealth management, retirement planning, annuities and life insurance. Founded in 1969 and headquartered in Horsham, Pennsylvania, the firm has long been affiliated with The Penn Mutual Life Insurance Company and supports advisory offices across the United States.
Hornor, Townsend & Kent, LLC – By the Numbers: