Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Hong Mcgill (Mcgill), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mcgill recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,117.78 on March 23, 2022.
Customer complaint regarding poor recommendation of short term bond product and losses occurred.