Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Henry Meyer (Meyer), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Meyer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on June 19, 2021.
Customer alleges that variable annuity investment was misrepresented as having no risk of loss, and sought reimbursement of loss of approximately $10,292 that was incurred when it was surrendered. Activity dates are 2/20/14 – 2/20/14