Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Harry Hartman (Hartman), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hartman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $122,779.00 on July 07, 2025.
Claimant alleges registered representative sold individual stock holdings of the Claimant without her informed consent on April 19, 2024.