Securities Lawyers Blog
We represent clients of financial advisors and brokerage firms in investment disputes against their firms, such as Harpeth Securities, LLC. Our services cover a wide spectrum of broker misconduct, including unsuitable investments, failure to supervise, and losses in various investment products. Our firm can analyze your brokerage accounts, determine the extent of your investment losses, and understand the issues and remedies available.
Harpeth Securities is the FINRA and SIPC member broker-dealer through which Harpeth Capital offers securities as part of its investment banking, principal investing, and consulting business, which includes expertise in healthcare. Formed in Tennessee in 2000, the firm is based at One American Center on West End Avenue in Nashville.
Harpeth Securities, LLC – By the Numbers: