Securities Lawyers Blog
A FINRA disciplinary action against a brokerage firm resolves the regulator’s case, not the customers’ losses. Investors who held accounts at Hancock Whitney Investment Services Inc. during the periods covered by the actions below may have claims of their own. The securities arbitration attorneys at Gana Weinstein LLP represent investors in FINRA arbitration against brokerage firms and can review your accounts, free of charge, to tell you whether the conduct FINRA described affected you.
Hancock Whitney Investment Services is the broker-dealer subsidiary of Hancock Whitney Corporation, providing investment brokerage services, annuity and life insurance products, and participation in select underwriting transactions, primarily for clients of Hancock Whitney Bank. Organized in Mississippi in 1995, the firm operates through the bank’s Gulf South footprint spanning Mississippi, Alabama, Louisiana, Florida and Texas, with its parent headquartered in Gulfport, Mississippi.
Hancock Whitney Investment Services Inc. – By the Numbers: