Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Hamid Derbani (Derbani), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Derbani recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $103,700,000.00 on April 30, 2024.
Client alleges unsuitable investment strategy recommendation. Activity dates July 2021 – March 2024.