Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Guilherme Silveira Sahadi (Silveira Sahadi), previously associated with Btg Pactual Us Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Silveira Sahadi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on May 21, 2020.
Claimant alleges that in or about January 2018, FA made unsuitable recommendations