Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gregory De Castro (De Castro), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that De Castro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $30,000.00 on November 24, 2020.
Client alleges misrepresentation and suitability relating to withdrawal from mutual fund investment. Activity date 12/19/19. This matter has moved to Arbitration.