Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Grant Krieger (Krieger), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Krieger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on November 09, 2023.
Claimant asserts claims based on allegations the registered representative failed to disclose he was going to sell equity positions resulting in long-term capital gains.