Securities Lawyers Blog
Investors researching Global Financial Services, L.L.C. often want to know about the firm’s regulatory history before deciding whether to speak with a lawyer. This page summarizes the FINRA disciplinary actions in which Global Financial Services, L.L.C. was named. The securities fraud attorneys at Gana Weinstein LLP represent investors in claims against brokerage firms and financial advisors for investment fraud, unsuitable investment recommendations, excessive trading, and failure to supervise, and we can review the firm’s record together with your account statements to determine whether you have a claim.
Global Financial Services is a broker-dealer that provides securities brokerage and investment services to its clients. Organized in Texas in 1994, the firm is headquartered on Post Oak Boulevard in Houston.
Global Financial Services, L.L.C. – By the Numbers: