Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gilberto Briseno (Briseno), currently associated with Arkadios Capital, has at least one disclosable event. These events include one customer complaint, alleging that Briseno recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on November 13, 2020.
Unsuitable investment recommendations, misrepresentation.