Articles Tagged with Gilbert Conrad

There are Recent Customer Complaints with Broker Gilbert Conrad in Firm Realta Equities, Inc.

February 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gilbert Conrad (Conrad), currently associated with Realta Equities, Inc., has at least 5 disclosable events. These events include 5 customer complaints, alleging that Conrad recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on December 06, 2024.

Unsuitable products sold from 2001 to 2016 which the registered representative was not registered with Arkadios and the customer was never a client of Arkadios Capital.

Realta Equities, Inc. Broker Gilbert Conrad Has Customer Complaint

January 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Gilbert Conrad (Conrad), currently associated with Realta Equities, Inc., has at least six disclosable events. These events include six customer complaints alleging that Conrad recommended unsuitable investments in different investment products.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,500,000 on May 21, 2024.

The claimant alleges unsuitable investments.